In the financial services team, Laura acts for a variety of regulated clients, including banks, investment firms, insurers and insurance intermediaries, fund managers, FinTechs and other financial institutions.
She advises clients on matters such as:
- The regulatory perimeter
- Applications for authorisation and variation of permission
- Approved persons and the senior managers regime
- Regulatory capital
- Outsourcing
- Marketing products and services
- Conduct of business requirements
- Compliance policies and procedures, including financial crime prevention
- Regulatory aspects of M&A and changes in control.
Laura trained with the firm, completing seats in Planning and Infrastructure, Financial Services, Restructuring and Insolvency and Banking.
She also completed a secondment to the Cybersecurity and Privacy legal team at AIG.
