Join us for our FIN. Live Focus session at 10:00 on 10 June. This session combines discussion of financial regulatory expectations with evolving employment law requirements.

Our panel will discuss:

  • Receiving allegations and grievances – including when an internal whistle gets blown
  • The scope of the Fit and Proper expectation
  • What to do next? Internal investigations
  • Settlement and regulatory references
  • Dealing with the regulator.
Cost
FREE