Duncan is an associate in the financial services team, where he advises clients across a wide range of different industries on compliance with the UK financial regulatory regime. These include:

  • Banks
  • Fund managers
  • Investment firms
  • Fintech businesses
  • Consumer credit firms. 


Examples of experience include advising:

  • The regulatory perimeter, including applications for FCA authorisation and to vary existing permissions
  • Financial promotions
  • The application of the senior managers and certification regime
  • The marketing of regulated products
  • The application of the UK consumer credit regime
  • The provision of cross-border services into and out of the United Kingdom
  • The regulatory considerations arising from the acquisition and disposal of financial services businesses.